Managing a Potential Conflict of Interest
or Conflict of Commitment
What are some of the ways in which COI/COC managers could address potential COI/COCs?
A COI/COC manager may select one or more of a range of actions, some of which are described below.
- Document that the faculty member has disclosed the potential COI/COC, with no further action required.
- Take steps to ensure that the outside activity/employment does not conflict with the faculty member’s ability to carry out his or her obligations to the University.
- Disclose the situation to appropriate persons within the UM or to appropriate persons or organizations outside the UM.
- Modify the faculty’s member’s duties with regard to managing, supervising, evaluating, or mentoring other persons where those activities contribute to the potential COI/COC.
- Reduce the faculty member’s appointment to permit time to be spent on the non-University activity.
- Request competitive bids for a service/product provided by an entity where the faculty member has a financial interest.
- Obtain Regents’ approval to proceed with a contract where the faculty member has a special interest (including financial) in the outside supplier/vendor/consultant.
- Make sure the faculty member isn’t involved in decision-making related to the outside activity/employment. Examples: no involvement in drafting a Request for Qualifications (RFQ), no involvement in selecting consultants, no oversight of outside entity when that entity is doing work for UM, etc.
- Refuse to permit the faculty member to participate in the outside activity/employment.
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